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Robert M Roark

Capitol Securities Management, Inc.

Glen Allen, VA

Washington, DC

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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2019-12-20
VA RA APPROVED 1996-12-03
  • DC RA
    APPROVED
    Since 2019-12-20
  • VA RA
    APPROVED
    Since 1996-12-03

Branch Locations

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Management, Inc. Mclean VA 11/1996 Present
#Ia Capitol Securities Management, Inc. Mclean VA 11/1996 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-05
S63 Uniform Securities Agent State Law Examination 1993-07-15
  • S65 Uniform Investment Adviser Law Examination
    1993-08-05
  • S63 Uniform Securities Agent State Law Examination
    1993-07-15
Other Names
  • Robert Roark

View on SEC IAPD

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