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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-11-03 |
| SC | RA | APPROVED | 2023-11-03 |
Branch Locations
30 East Main Street Suite 200 F, Uniontown, PA 15401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corp | Lynnfield | MA | 09/2009 | 09/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2016 | 03/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2016 | 03/2022 |
| Fsc Securities | Uniontown | PA | 03/2022 | 11/2023 |
| Osaic Wealth, Inc. | Uniontown | PA | 11/2023 | Present |
1.MARK A KOVACS, 30 EAST MAIN STREET, STE 200F, UNIONTOWN, PA, 1/15/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES INV REL - 2/WK - 1/TRADING. AGENT NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2019. DESCRIPTION: OFFER FIXED LIFE INSURANCE AND ANNUITY PRODUCTS 2. JAMES R. POTOKA POSITION: 1099 Employee NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/31/2022 ADDRESS: 800 Township Line Road, Suite 125, Yardley PA 19067, United States DESCRIPTION: Registered Rep under James Potoka
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-26 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-23 |
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