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Mark Andrew Kovacs

Osaic Wealth, Inc.

Uniontown, PA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-11-03
SC RA APPROVED 2023-11-03
  • PA RA
    APPROVED
    Since 2023-11-03
  • SC RA
    APPROVED
    Since 2023-11-03

Branch Locations

30 East Main Street Suite 200 F, Uniontown, PA 15401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corp Lynnfield MA 09/2009 09/2016
Cambridge Investment Research, Inc. Fairfield IA 09/2016 03/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2016 03/2022
Fsc Securities Uniontown PA 03/2022 11/2023
Osaic Wealth, Inc. Uniontown PA 11/2023 Present
Previous Registrations
  • 2022-03-31 → 2023-11-03
    Fsc Securities Corporation
    Uniontown, PA
    Uniontown, PA
    Langhorne, PA
  • 2016-09-09 → 2022-04-06
    Union Town, PA
    Union Town, PA
  • 2009-09-29 → 2016-09-13
    Investors Capital Corp.
    Lynnfield, MA
    Uniontown, PA
    Lynnfield, MA
    Lynnfield, MA
  • 2008-04-22 → 2009-10-27
    Bpu Investment Management Inc.
    Pittsburgh, PA
    Pittsburgh, PA
    Uniontown, PA
  • 2005-07-19 → 2008-04-23
    Natcity Investments, Inc.
    Connellsville, PA
    Connellsville, PA
    Perryopolis, PA
    Scottdale, PA
    Uniontown, PA
    Uniontown, PA
    Pittsburgh, PA
Other Businesses

1.MARK A KOVACS, 30 EAST MAIN STREET, STE 200F, UNIONTOWN, PA, 1/15/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES INV REL - 2/WK - 1/TRADING. AGENT NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2019. DESCRIPTION: OFFER FIXED LIFE INSURANCE AND ANNUITY PRODUCTS 2. JAMES R. POTOKA POSITION: 1099 Employee NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/31/2022 ADDRESS: 800 Township Line Road, Suite 125, Yardley PA 19067, United States DESCRIPTION: Registered Rep under James Potoka

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-26
S63 Uniform Securities Agent State Law Examination 1989-06-23
  • S65 Uniform Investment Adviser Law Examination
    2001-12-26
  • S63 Uniform Securities Agent State Law Examination
    1989-06-23
Other Names
  • Mark A Kovacs
  • Mark Kovacs

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