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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-17 |
| OH | RA | APPROVED | 2008-10-09 |
| PA | RA | APPROVED | 2005-06-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 06/2005 | Present |
Mon Valley Regional Chamber of Commerce, Charleroi, PA. Board Member: Attend board meetings, help with various chamber events to help local business owner, ribbon cuttings for new businesses. Not compensated, not investment-related, approx. 1 hr./month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-23 |
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