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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2012-06-18
OH RA APPROVED 2011-02-22
CA RA APPROVED 2010-11-23
TX RA APPROVED_RES 2009-07-09
PA RA APPROVED 2005-06-25
  • NC RA
    APPROVED
    Since 2012-06-18
  • OH RA
    APPROVED
    Since 2011-02-22
  • CA RA
    APPROVED
    Since 2010-11-23
  • TX RA
    APPROVED_RES
    Since 2009-07-09
  • PA RA
    APPROVED
    Since 2005-06-25

Branch Locations

43 South Beeson Blvd, Uniontown, PA 15401 • United States

500 Virginia Street Suite 1090, Charleston, WV 25301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Uniontown PA 06/2005 01/2026
Janney Montgomery Scott Llc Uniontown PA 01/2026 Present
Previous Registrations
  • 2005-04-20 → 2005-06-25
    Parker/Hunter Incorporated
    Uniontown, PA
Other Businesses

#1 COLEBROOK CHOCOLATE CO.; NOT INVESTMENT RELATED; 830 VANDERBILT ROAD, CONNELLSVILLE PA 15425; NATURE OF THE BUSINESS: CHOCOLATE MANUFACTURING AND RETAIL STORE; POSITION/TITLE: 50% OWNER; DUTIES: BUSINESS PLANNING; START: SEPTEMBER 1997; TIME DEVOTED: 5-10 HRS/MO. -WEEKENDS ONLY; COMPENSATION TO PARTNERSHIP DEPENDS ON PROFITS FOR THE YEAR. #2 Highlands Hospital Connellsville PA; Hospital; East Murphy Avenue, Connellsville, PA 15425; Start date: 09/03/2020; Board Member; board meets monthly, review hospital financials, strategic planning, future expansion opportunities; 4hrs/month; 1hr/day; not investment-related #3 Fayette county Cultural Trust, Connellsville, PA. Mission of the Trust is to enrich the area's quality of life by promoting our cultural, artistic, historic and natural assets by creating partnerships to revitalize communities and further economic development. Board Member (10/2017) - review quarterly statements on grants, Canteen activity, community programs, quarterly shows and rentals at the Canteen, arts programs, school programs at the Canteen, local economic updates. Not compensated, not investment related, 1 hour/month. #4 Fayette County Sports Hall of Fame Board, Uniontown, PA. Board Member (09/2014) - attend quarterly meetings, annual golf outing and induction in June every year. Not compensated, 1 hour per month, not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-09-24
S63 Uniform Securities Agent State Law Examination 1997-09-08
  • S66 Uniform Combined State Law Examination
    1997-09-24
  • S63 Uniform Securities Agent State Law Examination
    1997-09-08

View on SEC IAPD

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