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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-18 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
1580 Mall Drive Suite A, Iowa City, IA 52240 • United States
Iowa City, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Iowa City | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Iowa City | IA | 03/2020 | Present |
Business Ownership; Real Money Inc S-Corp; ; Own building together and collect rent; 1580 Mall Drive Iowa City IA 52240, ,; ; 02/01/2002; 0 hours per month; / Northstar Holdings, LLC; management; see answer in item 3.3.9 above; 11819 Miracle Hills Drive Suite 101, , Omaha, NE, 68154; Investment-Related; 07/21/2022; 1 to 9 hours per month; 0 during trading hours / Momentum Partners, LLC; management; see answer to 3.3.9; 11819 Miracle Hills Drive, Suite 101, , Omaha, NE, 68154; Investment-Related; 11/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Dairy Farm Biogas LLC; investor only. no roles or duties; Biogas producer; 704 Spring Hill Farm Drive, , Ballwin, MO, 63021; Not Investment-Related; 12/01/2022; 0 hours per month; 0 during trading hours. Outside Employment; Momentum Partners, LLC; Shareholder - Management, help provide input and decision making. Same as had been reported for Northstar Holdings, LLC but started doing this inside a newly created LLC that just began.; ; 11819 Miracle Hills Drive suite 101, , Omaha, NE, 68154; Investment-Related; 02/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-28 |
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