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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-18
IA RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2015-09-18
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

1580 Mall Drive Suite A, Iowa City, IA 52240 • United States

Iowa City, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Iowa City IA 09/2005 03/2020
Ameriprise Financial Services, Llc Iowa City IA 03/2020 Present
Other Businesses

Business Ownership; Real Money Inc S-Corp; ; Own building together and collect rent; 1580 Mall Drive Iowa City IA 52240, ,; ; 02/01/2002; 0 hours per month; / Northstar Holdings, LLC; management; see answer in item 3.3.9 above; 11819 Miracle Hills Drive Suite 101, , Omaha, NE, 68154; Investment-Related; 07/21/2022; 1 to 9 hours per month; 0 during trading hours / Momentum Partners, LLC; management; see answer to 3.3.9; 11819 Miracle Hills Drive, Suite 101, , Omaha, NE, 68154; Investment-Related; 11/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Dairy Farm Biogas LLC; investor only. no roles or duties; Biogas producer; 704 Spring Hill Farm Drive, , Ballwin, MO, 63021; Not Investment-Related; 12/01/2022; 0 hours per month; 0 during trading hours. Outside Employment; Momentum Partners, LLC; Shareholder - Management, help provide input and decision making. Same as had been reported for Northstar Holdings, LLC but started doing this inside a newly created LLC that just began.; ; 11819 Miracle Hills Drive suite 101, , Omaha, NE, 68154; Investment-Related; 02/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-01
S63 Uniform Securities Agent State Law Examination 1989-07-28
  • S65 Uniform Investment Adviser Law Examination
    1995-11-01
  • S63 Uniform Securities Agent State Law Examination
    1989-07-28
Other Names
  • Chris Leyden

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