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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2014 | Present |
| Northwestern Mutual Investment Services, Llc | New York | NY | 02/2014 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. ADS AGENCY, LLC; 100% OWNER; 245 PARK AVENUE, SUITE 1800, NY, NY 10167; LLC CREATED FOR BUSINESS EXPENSE PURPOSES; START DATE 2/1/2014. 2. CHAIRMAN, ROUND TABLE OF NEW YORK, 36 EAST 37TH STREET, NEW YORK, NEW YORK, 10016, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 03/13/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, AS CHAIRMAN OF THE ROUNDTABLE SET STRATEGIC DIRECTION OF ORGANIZATION, RECRUIT NEW MEMBERS, COLLECT ANNUAL DUES. INVESTMENT RELATED. 3. BOARD DIRECTOR, FINSECA, 17 ELK STREET, ALBANY, , NEW YORK, 12207, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 01/14/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD DIRECTOR - 12 MONTH TERM
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-04 |
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