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Christopher Zigmund Barra

Ubs Financial Services Inc.

El Segunda, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-29
CA RA APPROVED 2007-08-06
  • TX RA
    APPROVED_RES
    Since 2016-08-29
  • CA RA
    APPROVED
    Since 2007-08-06

Branch Locations

2121 Rosecrans Avenue Suite 1300, El Segunda, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Los Angeles CA 07/2007 Present
Other Businesses

UCLA / DEPT OF MILITARY SCIENCE AT UCLA / 220 WESTWOOD PLAZA LOS ANGELES, CA 90095 / ADJUNCT PROFESSOR OF MILITARY SCIENCE / START DATE 07/04/2010 / 12 HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1998-09-04
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1998-09-04
Other Names
  • Chris Barra

View on SEC IAPD

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