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Tami Kay Roberts

Rbc Capital Markets, LLC

Clive, IA

Pleasant Hill, IA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-24
IA RA APPROVED 1999-12-27
  • TX RA
    APPROVED_RES
    Since 2016-05-24
  • IA RA
    APPROVED
    Since 1999-12-27

Branch Locations

1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States

Pleasant Hill, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Des Moines IA 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Des Moines, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-30
S63 Uniform Securities Agent State Law Examination 1990-11-12
  • S65 Uniform Investment Adviser Law Examination
    2016-06-30
  • S63 Uniform Securities Agent State Law Examination
    1990-11-12
Other Names
  • Tami Kay Fairman

View on SEC IAPD

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EDWARD JONES · CLIVE, IA
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OSAIC WEALTH, INC. · CLIVE, IA
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PRINCIPAL SECURITIES, INC. · West Des Moines, IA
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