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Christopher Marlowe Shokoff

Wells Fargo Clearing Services, LLC

New York, NY

Hillsborough, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-19
NY RA APPROVED 2021-07-27
  • NJ RA
    APPROVED
    Since 2024-09-19
  • NY RA
    APPROVED
    Since 2021-07-27

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Hillsborough, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-26
S63 Uniform Securities Agent State Law Examination 1990-01-31
  • S65 Uniform Investment Adviser Law Examination
    1996-03-26
  • S63 Uniform Securities Agent State Law Examination
    1990-01-31

View on SEC IAPD

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