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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-10 |
| TN | RA | APPROVED | 2025-03-20 |
Branch Locations
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
Cordova, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Memphis | TN | 10/2012 | 03/2025 |
| B. Riley Wealth Advisors | Memphis | TN | 07/2022 | 03/2025 |
| Wedbush Securities Inc. | Memphis | TN | 03/2025 | Present |
Oaks at Appling Condominium Association, Inc.; Not investment related; Cordova, TN; HOA; Treasurer; Start date 11/2023; Approx: 5 hours per month, none devoted during business hours; Duties: One of nine board members, act as Treasurer with no access or control of funds. I review monthly statements provided by the management company, and prepare reports for monthly board meetings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-10 |
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