Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2017-03-25

Branch Locations

2201 Civic Circle Suite 401, Amarillo, TX 79109 • United States

13455 Noel Road 20Th Floor, Dallas, TX 75240 • United States

Horseshoe Bay, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Amarillo TX 08/2016 Present
Mml Investors Services, Llc Amarillo TX 03/2017 Present
Previous Registrations
  • 2016-08-31 → 2017-03-25
    Msi Financial Services, Inc.
    Amarillo, TX
    Dallas, TX
  • 2006-10-18 → 2016-08-26
    Kestra Investment Services, Llc
    Wichita Falls, TX
    Austin, TX
    Amarillo, TX
    Altus, OK
    Dallas, TX
  • 2016-04-18 → 2016-08-26
    Dallas, TX
  • 2003-01-06 → 2007-10-01
    Summit Financial Group
    Amarillo, TX
Other Businesses

Independent Insurance Agent-Summit Financial Group-life/accident/health and fixed annuities-from Amarillo, TX-4hrs sec, 4hrs nonsec-since 08/2016

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-28
S63 Uniform Securities Agent State Law Examination 1989-06-27
  • S65 Uniform Investment Adviser Law Examination
    1998-09-28
  • S63 Uniform Securities Agent State Law Examination
    1989-06-27

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Amarillo, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor