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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-28 |
| CA | RA | APPROVED | 2015-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pension Technology Ins. Srvs, Inc. | Manhattan Beach | CA | 04/1984 | Present |
| Wells Fargo Advisors Financial Network, Llc | Redondo Beach | CA | 09/2015 | Present |
TRAIL COMMISSIONS FROM CANADA LIFE AND BLUE CROSS, INV RLEATED, REDONDO BEACH, START: 1/1997, 2 HOURS PER MONTH/0 DURING TRADING. JACKSON NATIONAL LIFE, INV RELATED, REDONDO BEACH, CA, TRAIL COMMISSIONS, START: 9/14/2015, 1 HOUR PER MONTH/0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-05 |
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