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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-28 |
| AZ | RA | APPROVED | 2011-01-03 |
Branch Locations
2410 S Power Rd, Mesa, AZ 85209 • United States
8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States
8670 S Mcclintock Dr, Tempe, AZ 85284 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Queen Creek | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Queen Creek | AZ | 11/2016 | Present |
RENTAL PROPERTY, INVESTMENT RELATED, TEMPE, AZ., OWNER, START: 7/11/14, 0 HOURS/MONTH, 0 DURING TRADING, LANDLORD. AZOZZIE LLC; INV. RELATED; TEMPE, AZ; OWNER; RENTAL PROPERTY; START DATE 11/1/2017; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD. CASITAS TEMPE HOMEOWNERS ASSOCIATION; NOT INV RELATED;TEMPE,AZ; BOARD OF DIRECTORS; START DATE: 03/11/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-19 |
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