Troy Mckay Smith

Current Employers

Employment History

• 04/2005 → 05/2025
  Grove Point Investments, Llc.
  Rockville, MD
• 09/2011 → Present
  Wake Wealth Management Co.
  Raleigh, NC
• 01/1990 → 05/2025
  Independent Insurance Agent
  Raleigh, NC
• 05/2025 → Present
  Lpl Financial Llc
  Raleigh, NC

Previous Registrations

• 2005-04-05 → 2011-09-21
  Grove Point Investments, Llc
  Rockville, MD
  Raleigh, NC
  Raleigh, NC
  Cary, NC
  Salt Lake City, UT
• 2004-01-05 → 2005-04-05
  1717 Capital Management Company
  Durham , NC
• 2001-12-31 → 2003-09-30
  Lewis Financial Management, Llc
  Raleigh, NC

Other Businesses

1. 05/2025 - TROY SMITH - Artist/ Musician - Investment Related - At Reported Business Location(s) - Start Date 03/16/2020 - 4 hours per month/ 2 hours during trading 2. 05/2025 - TROY SMITH - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/1993 - 2 hours per month/ 2 hours during trading 3. 05/13/2025 - WAKE WEALTH MANAGEMENT CO - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:09/19/2011 - 40 Hrs/Mth - 20 Hrs During Trading - I provide investment advisory services through Wake Wealth Management Co., an independent investment advisor firm. I started this business activity in 09/2011. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-18
• S63 Uniform Securities Agent State Law Examination
  1990-10-18

Designations