James David Ennis

Current Employers

Employment History

• 02/2001 → Present
  Group Benfits Ltd
  W Des Moines, IA
• 07/2002 → Present
  Ennis Planning Services
  Des Moines, IA
• 09/2014 → 10/2018
  Voya Financial Advisors
  Des Moines, IA
• 10/2018 → Present
  Osaic Wealth, Inc.
  Des Moines, IA
• 10/2018 → Present
  Focus Financial
  Des Moines, IA

Previous Registrations

• 2004-01-01 → 2018-10-02
  Voya Financial Advisors, Inc.
  Des Moines, IA
  Red Oak, IA
  Des Moines, IA
• 2002-02-25 → 2004-01-01
  Locust Street Securities, Inc.
  Des Moines, IA
• 2002-08-29 → 2003-12-31
  Ennis Planning Services
  Des Moines, IA
• 2001-03-01 → 2002-09-06
  Vestax Securities Corporation
  Des Moines, IA

Other Businesses

1) FOCUS FINANCIAL NETWORK, INC. POSITION: Financial Advisor NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/2018 ADDRESS: 431 28th Street, Suite 102, Des Moines IA 50312, United States DESCRIPTION: Marketing and sales of Investment Advisory Services, conduct client meetings, annual reviews, financial planning services. 2) FOCUS FINANCIAL NETWORK, INC. POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2018 ADDRESS: 431 28th Street, Suite 102, Des Moines IA 50312, United States DESCRIPTION: Sales and service of life insurance, health & disability products. 3) THE BARBICAN OWNERS ASSOCIATION POSITION: At Large Board Member NATURE: Non-Profit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 4 START DATE: 05/21/2024 ADDRESS: 3920 Grand Avenue, Apt. 100, Des Moines IA 50312, United States DESCRIPTION: Discussing association business including, maintenance and improvements to building and grounds and amenities. Shaping association policies for bylaws and rules. Voting on the mentioned projects and policies. 4) THE BARBICAN OWNERS ASSOCIATION POSITION: Board President NATURE: Non-Profit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 4 START DATE: 05/19/2026 ADDRESS: 3920 Grand Avenue, Apt. 100, Des Moines IA 50312, United States DESCRIPTION: Preside over meetings, set agenda, discussing association business including, maintenance and improvements to building and grounds and amenities. Shaping association policies for bylaws and rules. Voting on the mentioned projects and policies. I am not an authorized signer on any Barbican account nor do I participate in approving expenses. This was a condition of my accepting the role.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-27
• S63 Uniform Securities Agent State Law Examination
  1989-07-14

Designations

Other Names

• Jay Ennis