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Judith Ann Keating

J.P. Morgan Securities LLC

New York, NY

Jersey City, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-14
  • NY RA
    APPROVED
    Since 2025-03-14

Branch Locations

270 Park Avenue 10Th Floor, New York, NY 10017 • United States

575 Washington Blvd, Fl 09, Jersey City, NJ 07310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa New York NY 04/2013 06/2023
Tiaa-Cref Individual & Institutional Services, Llc New York NY 04/2013 06/2023
Global Shares Inc New York NY 07/2023 Present
J.P. Morgan Securities Llc New York NY 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-10
S63 Uniform Securities Agent State Law Examination 1992-01-30
  • S66 Uniform Combined State Law Examination
    2006-08-10
  • S63 Uniform Securities Agent State Law Examination
    1992-01-30
Other Names
  • Judy Keating
  • Ja A Keating

View on SEC IAPD

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