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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2003-09-25 |
| TX | RA | APPROVED_RES | 2003-05-30 |
| OR | RA | APPROVED | 2003-02-18 |
| MO | RA | APPROVED | 1995-10-31 |
Branch Locations
8235 Forsyth Boulevard Suite 307, Clayton, MO 63105 • United States
2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States
2021 S. Lindbergh Blvd. 3Rd Floor, Frontenac, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Clayton | MO | 09/1994 | Present |
1. PSC INVESTMENTS LLC; Creve Coeur, MO 63141; Buying and selling real estate; Owner/Manager; all management responsibilities; 01/22/2007; 1 Hour per Week; Not during securities trading hours; Investment-Related. 2. 009 Dock Assn LLC - Dock Association; 149 Misty Den Drive, Reeds Spring, MO 63757; 1/3 owner of the dock; maintain the dock; 07/28/2011; 1 Hour per Month; Not during securities trading hours; Not Investment-Related. 3. MISTY DEN L.L.C.; LAND,PROPERTY,REAL ESTATE; MEMBER; MAINTENANCE; 1 HOUR PER MONTH; NOT DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-06 |
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