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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| IA | RA | APPROVED | 1999-12-27 |
Branch Locations
201 First Street Se Suite 610, Cedar Rapids, IA 52401-1540 • United States
Cedar Rapids, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Cedar Rapids | IA | 03/2008 | Present |
| City National Bank | Cedar Rapids | IA | 03/2019 | 01/2025 |
(1) FINRA; ADDRESS: 55 W MONROE CHICAGO, IL; BUSINESS DESCRIPTION: SRO; NOT INVESTMENT RELATED; START DATE: 11/01/2007; CAPACITY: ARBITRATOR; DUTIES: ARBITRATOR, SIT AS A NON-PUBLIC PANELIST FOR ARBITRATION WHEN CALLED; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: YPN (Young Parenting Network) ADDRESS: 420 6th Street SE, Cedar Rapids, IA 52401 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: YPN provides education and resources to help build healthy and successful families throughout Easter CAPACITY: Other ; Volunteer to provide basic education on budgeting No compensation START DATE: 05/01/2024 DUTIES: Volunteer to provide basic education on budgeting for families/individuals who are struggling HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-21 |
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