Peter James Mccarthy

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 03/2017
  Unemployed
  New York, NY
• 07/2017 → 03/2020
  Pnc Capital Advisors, Llc
  Columbus, OH
• 08/2017 → 02/2020
  Pnc Funds Distributor Llc
  Columbus, OH
• 03/2017 → 07/2017
  Scottrade
  St Louis, MO
• 02/2020 → 09/2020
  Pnc Capital Markets, Llc
  Pittsburgh, PA
• 03/2020 → 09/2020
  Pnc Bank
  Pittsburgh, PA
• 10/2020 → Present
  Raymond James Financial Services
  Columbus, OH
• 10/2020 → Present
  Raymond James Financial Services Advisor Inc
  Columbus, OH

Previous Registrations

• 2017-10-02 → 2020-10-05
  Pnc Capital Advisors Llc
  Columbus, OH
• 2006-06-08 → 2007-08-17
  Allianz Global Investors Managed Accounts Llc
  Stamford, CT
• 2002-05-29 → 2003-09-03
  New York Life Investment Management Llc
  Parsippany, NJ

Other Businesses

(1)Name of Business: Ballou Family Office Address: 4672 Larwell Dr, Columbus, OH, 43220-3621, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/05/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: My responsibilities are the exact same as my RJFS role

Exams

• S66 Uniform Combined State Law Examination
  2017-09-16
• S63 Uniform Securities Agent State Law Examination
  1989-07-05

Designations

• Certified Financial Planner

Other Names

• Peter James Mccarthy