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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-18
OH RA APPROVED 2024-11-26
  • TX RA
    APPROVED
    Since 2024-12-18
  • OH RA
    APPROVED
    Since 2024-11-26

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 03/2011 Present
Previous Registrations
Other Businesses

I*1924267, Entity Type, Not-For-Profit, Name of OBA: Women of the Moose Chapter 354, Address: Delaware, OH, 43015, Investment Related: No, Position, Title, Association: Secretary, Employee Start Date: 05/06/2024, No Hours: 5-10hrs/Mo, No Hours during trading: 0, Duties: Secretary that takes notes at monthly meeting and help with fundraisers for the Delaware Communities and organize volunteers. I*1924268, Entity Type, Not-For-Profit, Name of OBA: FOE #376 Women's Axillary Delaware Ohio Eagles, Address: Delaware, OH, 43015, Investment Related: No, Position, Title, Association: Chaplin, Employee Start Date: 05/20/2024, No Hours: 5-10hrs/Mo, No Hours during trading: 0, Duties: Chaplin for ordinations of new members and help organize volunteers for fundraising events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-23
  • S66 Uniform Combined State Law Examination
    2024-11-23
Other Names
  • Cathy Jo Mcmichael
  • Cathy Jo Mcmichael
  • Cathy Jo Clary

View on SEC IAPD

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