Alec Frank Price

Current Employers

Employment History

• 11/2008 → 02/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Marlton, NJ
• 09/2009 → 02/2023
  Bank Of America,Na
  Mount Laurel, NJ
• 02/2023 → Present
  Concurrent Investment Advisors, Llc
  West Berlin, NJ
• 02/2023 → Present
  Purshe Kaplan Sterling Investments, Inc.
  West Berlin, NJ

Previous Registrations

• 2008-11-18 → 2023-02-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Laurel, NJ
• 2004-06-18 → 2008-11-19
  Wells Fargo Clearing Services, Llc
  Cherry Hill, NJ
  Haddon Township, NJ
  Cherry Hill, NJ

Other Businesses

1. Alec Price is dually-registered with Concurrent Investment Advisors, LLC d/b/a Price Financial Management and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Alec Price has served as an investment advisor representative for Concurrent Investment Advisors, LLC and a registered representative with PKS since 02/2023. Business is conducted from the registered location. Approximately 90% of Alec Price's time is for services as an investment advisor representative and the balance as a registered representative. 2) 1. Fixed Insurance 2. Investment Related - Yes 3. See office of employment 4. Fixed Insurance/Annuity 5. Agent 6. 1/20/2023 7. 10 hrs 8. 10 hrs 9. Provide insurance advice based on the needs of client(s). 3) 73 Holdings LLC; owner; 560 N RTE 73, West Berlin, NJ. 08091, renting office space, Non-Investment Related; Appx 10% of time during the month 4) Price Financial Management Holdings; 560 N RTE 73, West Berlin, NJ 08091, LLC holding company, Investment Related - Yes, Approximately 10% of time during the month

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-17
• S63 Uniform Securities Agent State Law Examination
  1994-11-04