Best Investors Account Sign in

Dennis Francis Judge

Cetera Investment Advisers LLC

Gibbsboro, NJ

CRD 1638293

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-10-24
  • NJ RA
    APPROVED
    Since 2005-10-24

Branch Locations

146 Lakeview Drive Suite 100, Gibbsboro, NJ 08026 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Judge Financial Services Gibbsboro NJ 11/1978 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2005 Present
  • 11/1978 → Present
    Judge Financial Services
    Gibbsboro, NJ
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2005 → Present
    Schaumburg, IL
Previous Registrations
  • 2005-10-19 → 2005-10-24
    C.J.M. Asset Management, Llc
    Pompton Lakes, NJ
  • 2005-03-28 → 2005-10-21
    Gibbsboro, NJ
  • 2002-06-05 → 2005-03-28
    Cambridge Investment Research, Inc.
    Gibbsboro, NJ
Other Businesses

1)JUDGE FINANCIAL SERV., NOT INVEST. REL, TAX ACCT. PRATICE-TAX ACCT, PAYROLL, BK KEEP, OWNER, SD: 1978, PREP.TAX RETURNS,PAYROLL REPORTS,& DO BK KEEP, 30 HR W/W DEP. ON SEASON; 2) LAKEVIEW COMMONS CONDO ASSN, NOT INV REL, CONDO WITH 14 UNITS, TREASURER, SINCE 01/2000, 1H/WK; 3) JUDGE FINANCIAL GROUP INC., DBA FOR INVESTMENT PRACTICE - INV RELATED:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-11-03
  • S63 Uniform Securities Agent State Law Examination
    1989-11-03
Other Names
  • Dennis Francis Judge

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Gibbsboro, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor