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Dustin B Pfaff

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Williamstown, NJ

Hammonton, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-17
NJ RA APPROVED 2018-11-13
  • TX RA
    APPROVED
    Since 2019-01-17
  • NJ RA
    APPROVED
    Since 2018-11-13

Branch Locations

101 N Black Horse Pike, Williamstown, NJ 08094 • United States

222 S White Horse Pike, Hammonton, NJ 08037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Egg Harbor Township NJ 08/2014 Present
Bank Of America, N.A. Egg Harbor Township NJ 08/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-08
  • S66 Uniform Combined State Law Examination
    2018-11-08
Other Names
  • Dustin Pfaff

View on SEC IAPD

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