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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-08
NJ RA APPROVED 2022-06-29
  • TX RA
    APPROVED
    Since 2022-07-08
  • NJ RA
    APPROVED
    Since 2022-06-29

Branch Locations

407 Egg Harbor Rd, Sewell, NJ 08080 • United States

470 N Delsea Dr, Vineland, NJ 08360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vineland NJ 08/2017 Present
Bank Of America, N.A. Vineland NJ 08/2017 Present
Mercantile Bank Of Michigan Wyoming MI 02/2013 07/2017
Other Businesses

I*1227268For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Lindenwold, New Jersey, 08021Nature of business: Position, title, association: Sole owner, Start date of relationship: 1/1/2020Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0 I*1227270For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: NAddress of business: Pine Hill, New Jersey, 08021Nature of business: Position, title, association: Sole owner, Start date of relationship: 1/1/2023Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0 I*1751265, Entity Type: Entity For Profit Name of OBA: El Toro Landscaping & Remodeling LLC Address: Bridgeton, NJ 08302 Investment Related: No Position, Title, Association: Other Employee Start Date: 01/10/2024 No Hours: Weekly No Hours during trading: 0 Duties: Keep emails, invoices, etc. organized. I*1964319Entity for ProfitName of OBA: Rental Property 3Address: Sicklerville, New Jersey, 08081Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 09/13/2024No Hours: 0No Hours during trading: 0Duties: I*1992281Entity for ProfitName of OBA: Rental Property 4Address: Sicklerville, New Jersey, 08081Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 10/04/2024No Hours: 1No Hours during trading: 0Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-27
  • S66 Uniform Combined State Law Examination
    2022-06-27

View on SEC IAPD

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