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Bryan Edward Smith

LPl Financial LLC

Raleigh, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-06-01
  • NC RA
    APPROVED
    Since 2011-06-01

Branch Locations

4509 Creedmoor Rd, Suite 201, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Raleigh NC 06/2011 Present
Previous Registrations
  • 2010-03-03 → 2011-06-01
    Kestra Investment Services, Llc
    Burlington, NC
  • 2002-08-08 → 2010-03-04
    Signator Investors, Inc.
    Garner, NC
    Raleigh, NC
Other Businesses

1. 06/01/2011 - DBA ONLY, SOUTHEASTERN WEALTH MANAGEMENT, LLC. 2. 06/01/2011 - NON-VARIABLE INSURANCE, 5% OF TIME. 3. 03/16/2022 - No Business Name - Investment Related - Key West, Florida 33040 - Real Estate Rental - Start Date - 01/14/2022 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-26
S63 Uniform Securities Agent State Law Examination 1989-07-19
  • S65 Uniform Investment Adviser Law Examination
    1999-01-26
  • S63 Uniform Securities Agent State Law Examination
    1989-07-19
Designations
Other Names
  • Bryan Edward Smith

View on SEC IAPD

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Other Investors

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JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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