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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Lubbock | TX | 07/2008 | 02/2024 |
| Lpl Financial Llc | Lubbock | TX | 02/2024 | Present |
1- 01/2024 / RFS FINANCIAL SERVICES LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 40 hrs mnth / 40 hrs during trading / start date 07/16/2008 2- 01/2024 / David Miller - Non Variable Insurance / Investment Related / 4 hrs mnth / 4 hrs during trading / start date 7/30/1988 3- 01/2024 / TKC RENAISSANCE FINANCIAL SERVICES, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / start date 02/04/2004
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-08-05 |
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