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1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-02 |
Branch Locations
2034 82Nd St. Suite 101, Lubbock, TX 79423 • United States
1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cla Usa Inc | Frisco | TX | 12/2013 | 12/2018 |
| Cla Usa Advisory Group, Llc | Frisco | TX | 05/2014 | 12/2018 |
| Mutual Of Omaha Investor Services | Omaha | NE | 01/2019 | 10/2019 |
| Mutual Of Omaha Insurance Company | Omaha | NE | 12/2018 | 10/2019 |
| G&A Diversified Tax Services, Llc | Lubbock | TX | 11/2019 | 04/2020 |
| Insurance Agent | Lubbock | TX | 05/2020 | 11/2021 |
| G & A Diversified Tax Services, Llc | Lubbock | TX | 12/2021 | 04/2022 |
| Insurance Agent | Lubbock | TX | 05/2022 | Present |
Insurance Agent with Forward Strategies Insurance Brokerage, LLC. Investment related. 12/2019 - Pres. Sell Life Insurance and Fixed Indexed Annuities. 80 to 120 hours per month. 4 to 8 hours per day during securities trading. Insurance Agent with Senior Benefits Solutions of West Texas. Non-Investment related. 07/2022 - Pres. Sell Medicare Supplements and Advantage Plans. 20 to 40 hours per month. 1 to 2 hours per day during securities trading. Magellan Financial - Sell fixed and Indexed Annuities. Investment related. 12/7/2025-80 hours. Building Financial Bridges - Sells annuities, securities, insurance, estate planning. Investment related. 1/1/2026. 60-80 hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-09 |
| S66 | Uniform Combined State Law Examination | 2001-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-21 |
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