Marguerite Elizabeth Tomeo

Oppenheimer & Co. Inc.

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Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2003-01-22

CT RA
APPROVED

Since 2003-01-22

Branch Locations

466 Heritage Road, Southbury, CT 06488 • United States

Avon, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Southbury	CT	06/1978	Present

06/1978 → Present

Oppenheimer & Co. Inc.

Southbury, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-29
S63	Uniform Securities Agent State Law Examination	1998-08-31

S65 Uniform Investment Adviser Law Examination

1999-06-29
S63 Uniform Securities Agent State Law Examination

1998-08-31

View on SEC IAPD

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