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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-29
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED_RES
    Since 2006-09-29
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

462 S Marengo Ave, Pasadena, CA 91101 • United States

La Canada, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pasadena CA 09/2005 03/2020
Ameriprise Financial Services, Llc Pasadena CA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 462 S. Marengo Ave., Pasadena, CA 91101, ,; ; 01/01/2001 / Commercial; 15 Memorial Park Lane, Wayne Maine, ,; ; 02/01/2016. Independent Insurance Brokering; Anthem Blue Cross; 08/01/1995; / Continental Casualty Company; 08/16/1995; / Metropolitan Life; 12/23/1991; / Pacificare Life; 10/19/1995; / Pacific Life; 01/01/2009; . Business Ownership; J M Frederich Group Inc.; ; The corporation contracts with John Frederich to provide administrative support (not securities or transaction related) to the financial planning franchise.; 462 S. Marengo Ave.Pasadena, CA. 91101, ,; ; 01/01/2000; 1 to 9 hours per month; . Board of Directors; Cristian Recovery International; Chairman; PO Box 215Brea, CA 92822, ,; ; 01/01/1996; 1 to 9 hours per month; / Shepherd's Knoll Ministries; President and Chairman of the Board; 15 Memorial Park Lane, , Wayne, ME, 4282; Not Investment-Related; 05/01/2020; 1 to 9 hours per month; 0 during trading hours / Presbytery of San Fernando; President of Presbytery of San Fernando; 125 S. Louise St., , Glendale, CA, 91205; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours / Financial Management Committee of LaCanada Presbyterian Church; Secretary of LaCanada Presbyterian Church Inc.; 626 Foothill Blvd., , La Canada, CA, 91011; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; JM Frederich Group Inc.; Owner; Manage advisory business; 462 S Marengo Ave, , Pasaden, CA, 91101; Not Investment-Related; 01/01/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-21
S63 Uniform Securities Agent State Law Examination 1991-02-15
  • S65 Uniform Investment Adviser Law Examination
    1995-04-21
  • S63 Uniform Securities Agent State Law Examination
    1991-02-15

View on SEC IAPD

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