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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-09
TX RA APPROVED 2024-10-03
VA RA APPROVED 2024-10-03
  • FL RA
    APPROVED
    Since 2025-05-09
  • TX RA
    APPROVED
    Since 2024-10-03
  • VA RA
    APPROVED
    Since 2024-10-03

Branch Locations

10900 Nuckols Road, Suite 275, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Serevices Llc Fairfax VA 02/2008 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 04/2023
Financial Engines Advisors L.L.C. Santa Clara CA 04/2023 10/2024
Baird Richmond VA 10/2024 Present
  • 02/2008 → 11/2018
    Edelman Financial Serevices Llc
    Fairfax, VA
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 04/2023
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 04/2023 → 10/2024
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 10/2024 → Present
    Baird
    Richmond, VA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-26
S65 Uniform Investment Adviser Law Examination 1995-12-13
  • S63 Uniform Securities Agent State Law Examination
    2025-08-26
  • S65 Uniform Investment Adviser Law Examination
    1995-12-13
Designations
Other Names
  • Bob Bowman

View on SEC IAPD

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