Diana Lyn Wetherington

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-10-07
FL	RA	APPROVED	2011-09-13

TX RA
APPROVED

Since 2011-10-07
FL RA
APPROVED

Since 2011-09-13

Branch Locations

225 East Lemon Street 1St Floor, Lakeland, FL 33801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Lakeland	FL	08/2011	Present
Ak Adjusting	Lakeland	FL	05/2010	Present

08/2011 → Present

Morgan Stanley Smith Barney Llc

Lakeland, FL
05/2010 → Present

Ak Adjusting

Lakeland, FL

Previous Registrations

1998-04-02 → 2010-05-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lakeland, FL

Lakeland, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-11-10
S63	Uniform Securities Agent State Law Examination	1998-06-09

S65 Uniform Investment Adviser Law Examination

2003-11-10
S63 Uniform Securities Agent State Law Examination

1998-06-09

Other Names

Diana Lyn Herndon
Diane L Korhonen
Diane L Korhonen
Diana L Korhonen

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

VICUS CAPITAL, INC.

WISDOM PLANNING GROUP

HPS SOLUTIONS LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

KATHRYN MARIE FRENCH

CYNTHIA MEGAN TYSVER

MICHAEL HENRY WRIGHT

SOURI S. VONGVIRAT

Roland Jason Martinez

Katrina Anne Hirdes

Nicholas Brinkman

ANGEL FERNANDO LOPEZ

Other Offices

LPL FINANCIAL LLC · LAKELAND, FL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LAKELAND, FL

VICUS CAPITAL, INC. · Lakeland, FL

WISDOM PLANNING GROUP · Lakeland, FL

HPS SOLUTIONS LLC · LAKELAND, FL

EDWARD JONES · LAKELAND, FL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Lakeland, FL

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · LAKELAND, FL

More in Lakeland, FL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor