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240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mbsc Securities Corporation | New York | NY | 07/2007 | 04/2025 |
| Ameriprise Financial Services Llc | Melville | NY | 05/2025 | 10/2025 |
| Bny Mellon Securities Corporation | New York | NY | 10/2025 | Present |
1] Director / Board Member for SBPLI, a non-profit organization (hosting robotic competitions through Long Island), located at 190 Motor Parkway, Suite 201, Hauppauge, NY 11788. Working for 5 hour per month since January 2026, no specific hours per month devoted to business during securities trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-06 |
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