Alan Philip Brachfeld

Current Employers

Employment History

• 10/1987 → Present
  Alan P. Brachfeld, Cpa
  Nyc, NY
• 06/2006 → 01/2026
  Commonwealth Financial Network
  Waltham, MA
• 06/2006 → Present
  Total Asset Planning
  New York, NY
• 01/2026 → Present
  Wells Fargo Advisors Financial Network, Llc
  New York, NY

Previous Registrations

• 2021-06-29 → 2026-01-12
  Commonwealth Financial Network
  New York, NY
  Quogue, NY
  New York, NY
• 1993-08-20 → 2003-01-27
  Nathan & Lewis Securities, Inc.
  Nyc, NY

Other Businesses

1. FIXED INSURANCE SALES, AS INSURANCE AGENT, CONDUCTED AT BRANCH, INVESTMENT RELATED. 2. KBK WEALTH MANAGEMENT, LLC, MEMBER AND CO-OWNER OF PRIVATE; ENTITY CREATED AS OPERATING COMPANY FOR SECURITIES AND INVESTMENT ADVISORY BUSINESS, CONDUCTED AT BRANCH, INVESTMENT RELATED. 3. CPA OFFERING TAX AND ACCOUNTING SERVICES, CONDUCTED AT BRANCH, NOT INVESTMENT RELATED. 4. 725 NINTH AVENUE INC, AS PRESIDENT AND OWNER OF A PRIVATE ENTITY AND REAL ESTATE TRUST OWNING A MULTIPLE FAMILY DWELLING LOCATED IN NEW YORK CITY, NOT CONDUCTED AT BRANCH, NOT INVESTMENT RELATED. 5. KBK NETWORK SERVICES, LLC; OWNER AND PRESIDENT OF ENTITY CREATED FOR FUTURE BUSINESS PURPOSES, NOT CONDUCTED AT BRANCH, NOT INVESTMENT RELATED. 6. Trustee, 111 Cedar Street, LLC, ownership through the Stephen B. Colvin Trust, for the purpose of managing property located at 106 Liberty St, New York, NY; 5% of time spent during business hours; Conducted at branch; Investment related. TRUSTEE FOR FATHER; INV RELATED; NEW YORK,NY; FATHERS TRUST ; TRUSTEE/CO-TRUSTEE; START DATE: 07/01/1992; 1 HRS PER MONTH; 0 HRS DURING TRADING; TRUSTEE FOR BROTHER IN LAW; INV RELATED; NEW YORK,NY; FATHERS TRUST ; TRUSTEE/CO-TRUSTEE; START DATE: 01/20/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING; CERTIFIED PUBLIC ACCOUNTANT; NOT INV RELATED; NEW YORK,NY; CPA LICENSE; START DATE: 01/01/1982; 1 HRS PER MONTH; 0 HRS DURING TRADING; KBK NETWORK SERVICES, LLC; INV RELATED; NEW YORK,NY; LLC;100% OWNERSHIP; START DATE: 11/29/2007; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2001-10-11
• S63 Uniform Securities Agent State Law Examination
  1989-06-06

Designations