Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2023-05-03 |
| TX | RA | APPROVED_RES | 2013-01-09 |
| CA | RA | APPROVED | 1998-02-05 |
Branch Locations
2041 Rosecrans Avenue #385, El Segundo, CA 90245 • United States
Missola, MT • United States
El Segundo, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | El Sugundo | CA | 01/1998 | Present |
1. 5/12/1998: MARQUIS FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2.10/17/2012: Marquis Tax Services - Investment Related - At Reported Business Location(s) - Real Estate Rental - Time Spent 1% - Sub letting of LPL office space.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-10-18 |
Reach out to this advisor