David Thomas Frank

Current Employers

Employment History

• 05/2002 → Present
  Stonehaven, Llc
  New York, NY
• 07/2022 → Present
  Stonehaven Advisors, Llc
  New York, NY

Other Businesses

1. STONEHAVEN HOLDINGS, LLC, NON-INVESTMENT RELATED, LOCATED AT 600 FIFTH AVENUE, 2ND FLOOR, NY, NY 10020, MANAGING MEMBER, NON-OPERATING HOLD CO WHICH OWNS STONEHAVEN SUBSIDIARIES INCLUDING STONEHAVEN, LLC. LESS THAN 2 HOURS PER MONTH DEVOTED TO THIS BUSINESS. 2. STONEHAVEN NEXUS, LLC, NON-INVESTMENT RELATED, MANAGING MEMBER, TECHNOLOGY COMPANY FOCUSED ON DEVELOPING THE PROPRIETARY SOFTWARE (NEXUS), APPROXIMATELY 60-80 HOURS PER MONTH. 3. STONEHAVEN ADVISORS, LLC, INVESTMENT RELATED, MANAGING MEMBER, NY-STATE REGISTERED INVESTMENT ADVISOR, CREATED TO FACILIATE COMPLIANT IA-TO-IA FEE SHARING RELATING TO REFERRALS REGARDING SMAS AND TRADITIONAL RIA SERVICES, LESS THAN 5 HOURS PER MONTH. 4. STONEHAVEN ASSET MANAGEMENT, LLC, LOCATED AT 600 FIFTH AVENUE, 2ND FLOOR, NY, NY 10020, INVESTMENT RELATED, MANAGING MEMBER, INVESTMENT MANAGER FOR THE STONEHAVEN OPPORTUNITIES FUND, LP - VEHICLE HAS BEEN IN WIND DOWN MODE SINCE CIRCA 2008, FRIENDS AND FAMILY VEHICLE WITH NO OUTSIDE INVESTORS. LESS THAN 5 HOURS PER MONTH. 5. STONEHAVEN CAPITAL PARTNERS, LLC, LOCATED AT 600 FIFTH AVENUE, 2ND FLOOR, NY, NY 10020, INVESTMENT RELATED, MANAGING MEMBER, GENERAL PARTNER FOR THE STONEHAVEN OPPORTUNITIES FUND, LP - VEHICLE HAS BEEN IN WIND DOWN MODE SINCE CIRCA 2008, FRIENDS AND FAMILY VEHICLE WITH NO OUTSIDE INVESTORS. LESS THAN 5 HOURS PER MONTH. 6. STONEHAVEN OPPORTUNITIES FUND, LP, INVESTMENT-RELATED, PORTFOLIO MANAGER, LOCATED AT 600 FIFTH AVENUE, 2ND FLOOR, NY, NY 10020, INVESTMENT RELATED, MANAGING MEMBER, INVESTMENT MANAGER FOR THE STONEHAVEN OPPORTUNITIES FUND, LP - VEHICLE HAS BEEN IN WIND DOWN MODE SINCE CIRCA 2008, FRIENDS AND FAMILY VEHICLE WITH NO OUTSIDE INVESTORS. LESS THAN 5 HOURS PER MONTH.

Exams

• S66 Uniform Combined State Law Examination
  2001-12-17

Designations