James Douglas Dickey

Employer firm

Seacrest Wealth Management, LLC CRD 147092

$1.53B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Seacrest Wealth Management, Llc

3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2023-04-10

TN RA
APPROVED

Since 2023-04-10

Branch Locations

3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States

Parrottsville, TN • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Seacrest Wealth Management, Llc	Purchase	NY	05/2014	Present

05/2014 → Present

Seacrest Wealth Management, Llc

Purchase, NY

Previous Registrations

2009-10-05 → 2014-04-25

Ameriprise Financial Services, Llc

Dublin, OH
2009-05-06 → 2009-10-05

Ameriprise Advisor Services, Inc.

Columbus, OH

Other Businesses

1) Independent Insurance Agent, 1-5 Hrs/Month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-08-14
S63	Uniform Securities Agent State Law Examination	1999-12-21

S65 Uniform Investment Adviser Law Examination

2001-08-14
S63 Uniform Securities Agent State Law Examination

1999-12-21

Designations

Certified Financial Planner

Other Names

James Douglas Dickey

View on SEC IAPD