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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-11-06 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2007-08-14 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | New York | NY | 03/2006 | Present |
New York Board of Rabbis / 171 Madison Avenue, #1602New YorkNew York10016 / The New York Board of Rabbis, established in 1881, serves as the primary forum for rabbis serving congregations, organizations, chaplaincies, communal service agencies, and schools. The Board seeks to enhance and expand the role of the Rabbinate for the betterment of the Jewish people and the world at large by providing its members with a spiritual environment and opportunities to grow professionally, promoting Klal Yisrael, and building bridges across denominations and with other faiths. / Help organize the dinner - location, menu, program, speakers, attendees / 6/1/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-24 |
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