David Lee West

Current Employers

Employment History

• 08/2013 → 12/2020
  Alpine Capital Management, Llc
  Orem, UT
• 09/1996 → 11/2020
  West Capital Advisors, Inc.
  Orem, UT
• 12/2020 → Present
  Tucker Asset Management Llc
  Littleton, CO
• 09/1996 → Present
  West Capital Advisors, Inc.
  Orem, UT

Previous Registrations

• 2013-10-03 → 2020-12-16
  Alpine Capital Management, Llc
  Orem, UT
• 2012-02-09 → 2012-07-25
  Oneamerica Securities, Inc.
  Salt Lake City, UT
• 2007-10-25 → 2010-02-12
  Securian Financial Services, Inc.
  Orem, UT
  Orem, UT
  Ogden, UT
  Orem, UT
• 2005-01-06 → 2007-10-11
  Greenbook Investment Management, Inc.
  Orem, UT
  Orem, UT
• 2006-05-11 → 2006-06-27
  Osaic Fa, Inc.
  Salt Lake City, UT
• 2003-01-16 → 2004-12-31
  Xelan Financial Planning, Inc.
  Orem, UT
• 2002-01-01 → 2003-01-16
  Xelan Investment Services, Inc.
  Orem, UT

Other Businesses

1) West Capital Advisors, Inc. investment related, Orem, UT, Insurance Agency, Founder/President, Start Date 09/1996, approximately 160 hours per month with all hours during securities trading hours, We provide financial consulting services and sell non-investment products, such as annuities, fixed indexed annuities, life insurance, and long term care insurance. We use a variety of insurance companies, which are available through our relationship with Tucker Advisors.

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-10-10
• S65 Uniform Investment Adviser Law Examination
  1998-02-17

Designations