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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-10-16 |
| TX | RA | APPROVED_RES | 2020-10-16 |
Branch Locations
4 Sanctuary Blvd Suite 305, Mandeville, LA 70471 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mandeville | LA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mandeville | LA | 11/2016 | 10/2020 |
| Wells Fargo Advisors Financial Network, Llc | Metairie | LA | 10/2020 | Present |
ST PAUL FAMILY LLC, INV RELATED, PASS CHRISTIAN, MS, 33% OWNERSHIP, START: 1/1/2010, 0 HRS/MONTH, 0 HRS DURING TRADING, DUTIES: NONE. ST PAUL WEALTH STRATEGIES; INV RELATED; MANDEVILLE, LA; FINANCIAL ADVISOR;100% OWNERSHIP; START DATE: 10/19/2020; 720 HRS PER MONTH; 720 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-05-31 |
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