Mark A. Peppin

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-06-30
TX	RA	APPROVED	2023-06-30

NY RA
APPROVED

Since 2023-06-30
TX RA
APPROVED

Since 2023-06-30

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P Morgan Securities Llc.	New York	NY	05/2012	04/2023
Jpmorgan Chase Bank, Na	New York	NY	01/2014	04/2023
Morgan Stanley	New York	NY	04/2023	Present

05/2012 → 04/2023

J.P Morgan Securities Llc.

New York, NY
01/2014 → 04/2023

Jpmorgan Chase Bank, Na

New York, NY
04/2023 → Present

Morgan Stanley

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-30
S66	Uniform Combined State Law Examination	2003-03-04

S65 Uniform Investment Adviser Law Examination

2023-06-30
S66 Uniform Combined State Law Examination

2003-03-04

Other Names

Mark Anthony Peppin

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP

P2 CAPITAL PARTNERS, LLC

KINYAN CAPITAL MANAGEMENT LLC

BRIGHTSPIRE CAPITAL ADVISORS, LLC

ACORN ADVISORY CAPITAL, L.P.

COMPASS GROUP LLC

CRESTVIEW PARTNERS

LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY

STEPHANIE LYNN FAGENSON

Logan Stephen Michals

JONATHAN HARRY SIEGEL

HAL WILLIAM BROWN

RICCARDO MARIA RAINIERI

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

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