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Wendy Lee Nemecek

Cwm, LLC

Cedar Rapids, IA

Las Vegas, NV

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-04-03
IA RA APPROVED 2018-04-30
  • NV RA
    APPROVED
    Since 2023-04-03
  • IA RA
    APPROVED
    Since 2018-04-30

Branch Locations

42 7Th Ave Sw, Ste 102, Cedar Rapids, IA 52404 • United States

6910 South Cimarron Road, Ste 210, Las Vegas, NV 89113 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Cedar Rapids IA 05/2015 04/2018
Private Advisor Group, Llc Cedar Rapids IA 05/2015 04/2018
Carson Wealth Cedar Rapids IA 04/2018 Present
Tn Weber Nieland Cedar Rapids IA 04/2018 09/2022
Cetera Advisor Networks Llc El Segundo CA 04/2018 05/2025
Cwm, Llc Omaha NE 04/2018 Present
  • 05/2015 → 04/2018
    Lpl Financial Llc
    Cedar Rapids, IA
  • 05/2015 → 04/2018
    Cedar Rapids, IA
  • 04/2018 → Present
    Carson Wealth
    Cedar Rapids, IA
  • 04/2018 → 09/2022
    Tn Weber Nieland
    Cedar Rapids, IA
  • 04/2018 → 05/2025
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 04/2018 → Present
    Omaha, NE
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS: WENDY NEMECEK INVESTMENT RELATED: NO NATURE OF BUSINESS: NOTARY START DATE: 07/2015 POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: NOTARY NAME OF OTHER BUSINESS: WENDY NEMECEK; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OFFICE CLEANING; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OFFICE CLEANING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-27
S63 Uniform Securities Agent State Law Examination 1993-09-02
  • S66 Uniform Combined State Law Examination
    2017-03-27
  • S63 Uniform Securities Agent State Law Examination
    1993-09-02
Other Names
  • Wendy Lee Nemecek
  • Wendy Lee Romizer
  • Wendy Lee Clark
  • Wendy Lee Butler

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