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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-11-14 |
| TX | RA | APPROVED_RES | 1994-10-31 |
| MD | RA | APPROVED | 1990-11-14 |
Branch Locations
11810 Grand Park Ave, North Bethesda, MD 20852 • United States
Simpsonville, SC • United States
355 S Main St, Greenville, SC 29601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rockville | MD | 10/1989 | Present |
| Bank Of America,Na | Rockville | MD | 12/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-09 |
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