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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-16
  • CA RA
    APPROVED
    Since 2025-07-16

Branch Locations

123-127 South Lake Ave., Pasadena, CA 91101-2604 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Capital Management Llc Menlo Park CA 05/2018 10/2020
E*Trade Securities Llc Menlo Park CA 05/2018 10/2020
Td Ameritrade Beverly Hills CA 12/2015 05/2018
E*Trade Capital Management Llc Menlo Park CA 05/2018 10/2020
E*Trade Capital Management Llc Menlo Park CA 05/2018 10/2020
Morgan Stanley Sandy UT 06/2020 06/2025
Morgan Stanley Sandy UT 06/2020 06/2025
E*Trade Securities Llc Menlo Park CA 05/2018 10/2020
Fidelity Investments Pasadena CA 06/2025 Present
E*Trade Securities Llc Menlo Park CA 05/2018 10/2020
  • 05/2018 → 10/2020
    E*Trade Capital Management Llc
    Menlo Park, CA
  • 05/2018 → 10/2020
    E*Trade Securities Llc
    Menlo Park, CA
  • 12/2015 → 05/2018
    Td Ameritrade
    Beverly Hills, CA
  • 05/2018 → 10/2020
    E*Trade Capital Management Llc
    Menlo Park, CA
  • 05/2018 → 10/2020
    E*Trade Capital Management Llc
    Menlo Park, CA
  • 06/2020 → 06/2025
    Sandy, UT
  • 06/2020 → 06/2025
    Sandy, UT
  • 05/2018 → 10/2020
    E*Trade Securities Llc
    Menlo Park, CA
  • 06/2025 → Present
    Fidelity Investments
    Pasadena, CA
  • 05/2018 → 10/2020
    E*Trade Securities Llc
    Menlo Park, CA
Previous Registrations
  • 2023-09-05 → 2025-06-05
    Sandy, UT
    Los Angeles, CA
  • 2018-05-25 → 2023-09-05
    Harrisdirect Llc
    Menlo Park, CA
    Arlington, VA
    Menlo Park, CA
    Sandy, UT
  • 2016-01-04 → 2018-05-22
    Td Ameritrade, Inc.
    Beverly Hills, CA
  • 2016-01-04 → 2018-05-22
    Td Ameritrade Investment Management, Llc
    Beverly Hills, CA
  • 2013-01-24 → 2015-01-27
    Los Angeles, CA
  • 2009-06-01 → 2013-01-23
    Sherman Oaks, CA
  • 2006-01-04 → 2009-06-01
    Sherman Oaks, CA
    Sherman Oaks, CA
Other Businesses

OBA-120338|OrgNmn:Ebay, Etsy and OfferUp online sales|Org Addr:Los Angele,California,US|OBA Nature:Online sales. Vintage American|Invst Rel:N|Title:Sole Proprietor|Duties:occasionally sell vintage items|StrtDt:|TotHrs/mon:4|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-28
S63 Uniform Securities Agent State Law Examination 1989-06-14
  • S65 Uniform Investment Adviser Law Examination
    2005-12-28
  • S63 Uniform Securities Agent State Law Examination
    1989-06-14
Other Names
  • Kelly Lynn Alexander

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