John Francis Mauldin

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1989 → Present
  Business Marketing Group, Inc.
  Dallas, TX
• 09/1999 → 06/2018
  Mauldin Solutions, Llc
  Dallas, TX
• 08/2002 → 10/2022
  Mauldin Securities, Llc
  Dallas, TX
• 05/2004 → 10/2022
  Mauldin Management, Inc.
  Dallas, TX
• 02/2012 → 07/2022
  Mauldin Economics, Llc
  Dallas, TX
• 06/2018 → 12/2023
  Cmg Capital Management Group Inc.
  King Of Prussia, PA
• 03/2021 → 10/2022
  Amera Securities Llc
  King Of Prussia, PA
• 07/2022 → Present
  Me Research, Llc Fka Mauldin Economics Llc
  Fernandina Beach, FL
• 12/2023 → Present
  Hightower Advisors
  Chicago, IL

Previous Registrations

• 2018-07-11 → 2023-12-15
  Cmg Capital Management Group, Inc.
  Dallas, TX
• 1999-10-05 → 2018-07-02
  Mauldin Solutions, Llc
  Dallas, TX
  Dallas, TX

Other Businesses

1.ABSOLUTE RETURN PARTNERS, 33 THROGMORTON ST. LONDON EC2N 2BR, DIRECTOR/SHAREHOLDER, STARTED MAY 2009, SPENDS 1 HOUR PER YEAR-NONE DURING TRADING HOURS, INVESTMENT RELATED. 2.ME RESEARCH, LLC, fka MAULDIN ECONOMICS LLC, 1417 SADLER ROAD, PMB 415, FERNANDINA BEACH FL 32034, DIRECTOR, STARTED 2002, PUBLISHES VARIOUS NEWSLETTERS, SPENDS APPROXIMATELY 10-15 HRS PER WEEK, SOME DURING TRADING HOURS AND CAN VARY. 3.BUSINESS MARKETING GROUP, 107 DORADO BEACH E, DORADO, PR 00646, STARTED IN 1989, INACTIVE ENTITY. NON INVESTMENT RELATED, PRESIDENT AND OWNER OF THE COMPANY. NO TIME SPENT. 4.MAULDIN MANAGEMENT COMPANY INC, 107 DORADO BEACH E, DORADO, PR 00646, NON INVESTMENT RELATED, STARTED IN 2004, PAYS OPERATING EXPENSES RELATED TO ALL AREAS OF JOHN MAULDIN'S BUSINESS INCLUDING OVERHEAD, LABOR, PUBLIC RELATIONS AND CORPORATE WEBSITE COSTS; PRESIDENT AND OWNER OF THE COMPANY, SPENDS APPROXIMATELY 2 HOURS PER WEEK, SOME DURING TRADING HOURS AND CAN VARY. 5.CMG CAPITAL MANAGEMENT GROUP INC. 10 VALLEY STREAM PARKWAY, #202, MALVERN, PA 19355. JOHN MAULDIN IS AN INVESTMENT ADVISER REPRESENTATIVE AND CHIEF ECONOMIST EFFECTIVE JUNE 1 2018, INVESTMENT RELATED, COMPENSATION IS RECEIVED. 6.MAULDIN MANAGEMENT PR, LLC, STARTED FEBRUARY 2019, METRO OFFICE PARK METRO PARQUE 7, STREET #1, SUITE 204 GUAYNABO SAN JUAN PR 00968, NON-INVESTMENT RELATED, PAYS OPERATING EXPENSES RELATED TO ALL AREAS OF JOHN MAULDIN'S BUSINESS INCLUDING OVERHEAD, LABOR, PUBLIC RELATIONS AND CORPORATE WEBSITE COSTS; PRESIDENT AND OWNER OF THE COMPANY, SPENDS APPROXIMATELY 2 HOURS PER WEEK, SOME DURING TRADING HOURS AND CAN VARY. 7.MAULDIN CHILDRENS TRUST, 6900 DALLAS PARKWAY, STE 500, PLANO TX 75021, STARTED FEBRUARY 2019, GRANTOR, NON-INVESTMENT RELATED, SPENDS APPROXIMATELY 2 HOURS PER MONTH ON TRUST RELATED ACTIVITIES WITH THIS ENTITY.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-01
• S63 Uniform Securities Agent State Law Examination
  1989-07-28