Matthew John Hogan

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Stifel, Nicolaus & Company, Incorporated
  Rochester, MN

Other Businesses

1. 125 Live/Rochester Senior Citizens Center; 125 Elton Hills Dr NW, Rochester, MN 55901; Finance Committee; Review the finance position of the organization; 01/01/2012; 2 hours per month; during securities trading hours; not investment-related. 2. Church of St. John; 11 4th Ave SW Rochester MN 55902; Member of the finance council; quarterly review of financial statements, review and provide guidance on the parishes financial activities; 6/14/2011; 1 hours per quarter; not during securities trading hours; Not Inv Related 3. 125 Live; 125 Elton Hills Dr NW, Rochester, MN 55901; Senior/community center providing social and physical fitness programming for active adults; Ex-officio Member board of directors, non-voting member of the finance committee; Sit on finance committee; 01/01/2025; 8 hours per month; during securities trading hours; not investment-related.

Exams

• S66 Uniform Combined State Law Examination
  2003-10-14
• S63 Uniform Securities Agent State Law Examination
  1999-07-19

Designations

• Certified Financial Planner