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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-01-26 |
Branch Locations
5901 Mills Civic Parkway Suite 6000, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Des Moines | IA | 04/2006 | 09/2018 |
| Td Ameritrade, Inc. | West Des Moines | IA | 02/2018 | 12/2022 |
| Charles Schwab And Co., Inc. | Des Moines | IA | 12/2022 | Present |
| Charles Schwab Bank Ssb | Des Moines | IA | 04/2024 | Present |
Name of Outside Business:WB Holdings LLC; Investment Related:No; Address of Outside Business:West Des Moines, IA; Nature of Outside Business:Rental Property; Position:Partner; Start Date:1/1/2003; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Rental properties and refurbishing repossessed properties duties are of bookkeeping natureName of Outside Business:Rental Property; Investment Related:No; Address of Outside Business:Hamlin, IA; Nature of Outside Business:Agriculture; Position:Owner; Start Date:9/1/2012; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Land Rental or Crop Share
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-17 |
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