James Frederick Schlager

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2001 → 12/2019
  Moss Adams Wealth Advisors Llc
  El Segundo, CA
• 11/2005 → 12/2019
  Moss Adams Securities & Insurance Llc
  El Segundo, CA
• 07/2012 → 12/2019
  Valmark Securities, Inc.
  Akron, OH
• 12/2019 → 02/2026
  Running Point Capital Advisors, Llc
  El Segundo, CA
• 02/2026 → Present
  Cerity Partners Llc
  New York, NY

Previous Registrations

• 2019-12-26 → 2026-08-03
  Running Point Capital Advisors Llc
  El Segundo, CA
• 1997-03-18 → 2020-01-21
  Threadline Wealth
  Los Angles, CA
  El Segundo, CA
• 2005-10-31 → 2005-12-06
  Osaic Services, Inc.
  Seattle, WA
  Los Angeles, CA
  Phoenix, AZ
• 1997-01-17 → 2005-10-31
  Sentra Securities Corporation
  Bellevue, WA

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-05-22
• S65 Uniform Investment Adviser Law Examination
  1996-10-10

Designations

• Certified Financial Planner

Other Names

• James Frederick Schlager
• James Schlager