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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-09-21 |
Branch Locations
6815 Poplar Ave Ste 160, Germantown, TN 38138 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Corporation | Chattanooga | TN | 09/2009 | 08/2019 |
| Wells Fargo Advisors Financial Network, Llc | Chattanooga | TN | 08/2019 | 09/2021 |
| Davis Financial Advisors, Inc | Chattanooga | TN | 06/2002 | 07/2019 |
| Lpl Financial Llc | Chattanooga | TN | 09/2021 | Present |
1)09/13/2021 - NorthShore Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2021 2)09/13/2021 - Notary - State of TN - Inv Rel
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-25 |
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