Best Investors Account Sign in
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-14
MN RA APPROVED 2013-12-10
  • TX RA
    APPROVED_RES
    Since 2018-08-14
  • MN RA
    APPROVED
    Since 2013-12-10

Branch Locations

3147 Superior Dr Nw Ste 200, Rochester, MN 55901 • United States

Oronoco, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rochester MN 09/2005 03/2020
Ameriprise Financial Services, Llc Rochester MN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 3147 superior dr nwRochester MN, ,; ; 01/01/2004.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-06-16
  • S63 Uniform Securities Agent State Law Examination
    1989-06-16
Other Names
  • Lynn Haliday Dewitz
  • Lynn Haliday De Witz

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Rochester, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor