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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2023-06-01 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2009-06-12 |
Branch Locations
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
1251 Avenue Of The Americas 2Nd Floor, New York, NY 10020 • United States
New York, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paine Webber | New York | NY | 01/1989 | Present |
| Ubs Financial Services Inc. | New York | NY | 06/1989 | Present |
BEACONVIEW VILLAGE. ITHACA, N.Y. NOT INVESTMENT RELATED. NATURE OF BUSINESS - MOBILE PARK. TITLE - OWNER. START DATE - 2003. 0 TO 1/2 HR. ONCE A MONTH. DUTIES - TALKING TO PROPERTY MANAGER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-27 |
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